This paper is something of a follow-up to my earlier study, “Baptismal Efficacy and the Reformed Tradition: Past, Present, and Future.” One of the more controversial aspects of that paper was my claim that Calvin held to a very high view of baptismal efficacy. Indeed, he was a baptismal regenerationist, of sorts. This supplemental postscript will not resolve once and for all the question of Calvin’s views on baptismal efficacy, but I do hope it will further the discussion and make my claims in the earlier paper more plausible. I also take some sideways glances at Luther to show how close his views were to those of Calvin.
Calvin was a highly nuanced theologian. Sometimes, though, these nuances have been lost on his theological descendants. For example, Calvin’s discussion of predestination includes numerous careful qualifications that are intended to short cut philosophical speculation and prevent the doctrine from appearing arbitrary or tyrannical. But many modern followers of Calvin, especially his numerous popularizers, often truncate, and therefore distort, his pastoral, Christ-centered view of election, turning Calvinism into a caricature of its real self. Nowhere is the loss of nuance more evident than in contemporary views of Calvin’s teaching on the sacraments.
Two strands continually emerge in Calvin’s sacramental theology. On the one hand, Calvin views the sacraments as signs of assurance that serve to confirm and strengthen our faith. Through the sacraments, God grants certainty to believers. On the other hand, Calvin speaks of the sacraments as genuine instruments of salvation. As means of grace, the sacraments are said to effect what they represent and perform what they picture1. In the sacraments, God creates, as well as nourishes, faith. While latter day Calvinists have often felt the need to choose one of these two strands at the expense of the other (and have all too often chosen the first), Calvin himself felt no tension. The two strands were not in a tug-of-war, pulling against each other, but woven together into a beautiful sacramental tapestry2.
How are these two strands harmonized in Calvin’s mind? Certainly Calvin’s systematic intellect would not allow his sacramental theology to contain a blatant contradiction on so crucial an issue. One possible approach to relating the two strands would be to offer a diachronic analysis of Calvin’s sacramental theology. At different points in his career, he emphasized different aspects of the sacraments’ usefulness. Often Calvin seemed to modify his sacramental theology, or at least its emphases, depending on his opponents at the time, his desire for a Reformed ecumenism, his pastoral concerns, and so forth, all the while attempting to build a Protestant consensus. He had quite a gauntlet to run, as he sought to avoid the errors of the Romanists, Zwinglians, Anabaptists, and so forth. For example, during his time in Strassbourg, he worked closely alongside Martin Bucer. No doubt, Bucer’s own high view of sacramental instrumentality and his ambitious ecumenical projects exercised decisive influence on Calvin. After Calvin returned to Geneva, his attempts to build a coalition with Ulrich Zwingli’s successor Heinrich Bullinger led him to tone down, or at least de-emphasize, sacramental efficacy. The result was the less than satisfactory Consensus Tigurerinus of 1549. Towards the end of his career, debates with pesky Lutherans such as Joachim Westphal led Calvin to re-emphasize God’s powerful, saving action in the sacraments. Because the Institutes went through several drafts, it is to be expected that bits and pieces reflect the various emphases of the various phases of Calvin’s turbulent career. But this in itself cannot account completely for the nuance found in the final 1559 version of the Institutes. There is no question Calvin himself considered the final product to be a coherent, consistent manual of theology.
Another method of resolution is to take into account Calvin’s definition of faith. In Book three, he writes, “Now we shall possess a right definition of faith if we call it a firm and certain knowledge of God’s benevolence toward us, founded upon the truth of the freely given promise in Christ, both revealed to our minds and sealed upon our hearts through the Holy Spirit.” In other words, faith = assurance. We can then bridge the gap between sacraments as assuring pledges that fortify pre-existing faith and sacraments as salvific, faith-giving instruments by simply pointing out that faith and assurance are two sides of a single coin. To say the sacraments give assurance is to say they give saving faith, and vice versa3.
I think the most satisfactory answer is simply to leave the strands side by side. Calvin does not seem to think they need harmonizing, so why should we? The salvific and assuring functions of the sacraments can simply be combined into an organic whole. Calvin himself does this repeatedly and effortlessly in his baptismal theology, as a brief examination of Book 4, chapter 15 in the Institutes shows.
For Calvin, baptism has a God-manward meaning and a man-Godward meaning. Of course, God’s action towards man has primacy: “Now baptism was given to us by God for these ends (which I have taught to be common to all sacraments): first to serve our faith before him; secondly, to serve our confession before men…Accordingly, they [e.g., the Zwinglians and Anabaptists] who regarded baptism as nothing but a token and mark by which we confess our religion before men, as soldiers bear the insignia of their commander as a mark of their profession, have not weighed what was the chief point of baptism”4. Baptism, in reality, is God’s work: “For inasmuch as [baptism] is given for the arousing, nourishing, and confirming of our faith, it is to be received as from the hand of the Author himself. We ought to deem it certain and proved that it is he who speaks to us through the sign; that it is he who purifies and washes away sins, and wipes out the remembrance of them; that it is he who make us sharers in his death, who deprives Satan of his rule, who weakens the power of our lust; indeed, that it is he who comes into a unity with us so that, having put on Christ, we may be acknowledged God’s children. These things, I say, he performs for our soul within as truly and surely as we see our body outwardly cleansed, submerged, and surrounded with water5…And he does not feed our eyes with a mere appearance only, but leads us to the present reality and effectively performs what he symbolizes”6.
The God-towards-man action of baptism is then unpacked in three dimensions7. “The first thing that the Lord sets out for us is that baptism should be a token and proof of our cleansing; or (the better to explain what I mean) it is like a sealed document to confirm to us that all our sins are so abolished, remitted, and effaced that they can never come to his sight, be recalled, or charged against us.” Calvin begins (in a very pastoral way) with baptism as an assuring pledge. All who believe may know they are washed in Christ’s blood just as surely as the waters of baptism have come upon them. As he goes on to explain, the water does not cause salvation by itself; rather “in this sacrament are received the knowledge and certainty of such gifts”8. However, this does make the significance of baptism merely cognitive, as the next two points demonstrate. Baptism’s assuring function does not exhaust its usefulness.
For Calvin, baptism means union with Christ: “Baptism also brings another benefit, for it shows us our mortification in Christ, and new life in him…[T]hrough baptism Christ makes us sharers in his death, that we may be engrafted in it”9. Calvin then turns to a brief exposition of Romans 6. It is this baptismal union with the crucified and risen Christ that gives the Christian life its basic pattern of mortification and vivification10. Calvin, following Paul exhorts the baptized to live out their union with Christ, dead to sin and alive to righteousness. According to Calvin, Christ himself was baptized in order to include us in his work: “For he dedicated and sanctified baptism in his own body [Mt. 3:13] in order that he might have it in common with us as the firmest bond of the union and fellowship which he has deigned to form with us…Thus we see that the fulfillment of baptism is in Christ, whom also for this reason we call the proper object of baptism…For all the gifts proffered in baptism are found in Christ alone”11. Our baptisms unite us to The Baptized One, Christ himself in whom all blessings are found.
The third benefit received in baptism is adoption: “Lastly, our faith receives from baptism the advantage of its sure testimony to us that we are not only engrafted into the death and life of Christ, but so united to Christ himself that we become sharers in all his blessings…Hence, Paul proves that we are children of God from the fact that we are put on Christ in baptism [Gal. 3:26-27].” Baptism is not only a kind of marriage, uniting us to Christ, but also an adoption ceremony, placing us in God’s family. As adopted sons, we are co-heirs of God together with Christ.
As Calvin expounds this threefold grace of baptism, he continually mixes in the two strands: baptism as assuring pledge and baptism as efficacious instrument. Sometimes these two angles on baptism appear side by side on the same page! Consider his words on 1304-5: “For Paul [in Eph. 5:26 and Tit. 3:5] did not mean to signify that our cleansing and salvation are accomplished by water, or that water contains in itself the power to cleanse, regenerate, and renew; nor that here is the cause of salvation, but only that in this sacrament are received the knowledge and certainty of such gifts…[The water of baptism] attests with certainty that Christ’s blood is our only laver.” It seems Calvin has limited baptism to giving assurance, taking away any salvific efficacy. However in the very next section, he states, “But we must realize that at whatever time we are baptized, we are once for all washed and purged for our whole life”12. Thus, the salvific, instrumental power of baptism is preserved.
The same combination shows up on 1315. In expounding Acts 22:16, Calvin focuses on the assuring function of baptism: “Ananias meant only this: ‘To be assured, Paul, that your sins are forgiven, be baptized. For the Lord promises forgiveness of sins in baptism: receive it and be secure.” However, Calvin immediately corrects the impression of those who would view the sacraments as merely assuring seals: “Yet it is not my intention to weaken the force of baptism by not joining reality and truth to the sign, in so far as God works through outward means.”
Further insight into Calvin’s baptismal theology is gleaned by examining his rejection of penance13. In baptism, we receive a once and for all justification that becomes the basis for all subsequent forgiveness: “Through baptism, believers are assured that this condemnation has been removed and withdrawn from them, since (as was said) the Lord promises us by this sign that full and complete remission has been made, both of the guilt that should have been imputed to us, and of the punishment that we ought to have undergone because of the guilt. They also lay hold on righteousness, but such righteousness as the people of God can obtain in this life, that is, by imputation only, since the Lord of his own mercy considers them righteous and innocent”14.
For Calvin, baptism is a seal of cleansing that extends through the whole of our lives: “But we are not to think that baptism was conferred upon us only for past time, so that for newly committed sins into which we fall after baptism we must seek new remedies of expiation in some other sacraments, as if the force of the former one were spent…For, though baptism, administered only once, seemed to have passed, it was still not destroyed by subsequent sins”15. It was error at just this point that led some in the early church (e.g., Tertullian) to recommend delaying baptism till one was near death. Otherwise postbaptismal sin might undo the blessings granted in baptism. While this mistaken baptismal theology was roundly condemned by patristic giants such as Gregory of Nazianzus, Gregory of Nyssa, and Augustine, it was not dealt with thoroughly enough, eventually leaving open the door for the rise of the “sacrament” of penance.
The medieval scholastics developed penance into a full blown, rather mechanical system of dealing with postbaptismal sin. Calvin has already dissected the practice of penance in 3.4, showing it’s a counterfeit parody of biblical repentance. The three parts of penance, contrition of heart, confession of mouth, and satisfaction of works, as taught by the papists, are each harmful distortions of true religion. Penance, understood as an attempt to “plug the leak so no more grace runs out”16, or grabbing hold of the “second plank after shipwreck,” undermines baptism, and therefore the gospel itself. Calvin is very clear about the root of the problem: The Romanists have severed the exercise of the keys from baptism, and “this error has provided us with the fictitious sacrament of penance”17.
What does Calvin mean? And what is his solution to the problem of postbaptismal sin? Calvin claims the power of the keys (in this context, the power to declare forgiveness) depends upon baptism: “We see therefore that the absolution has reference to baptism”18. In other words, Calvin would substitute regular confession of sin and absolution for the false sacrament of penance. Absolution is not a stand-alone sacrament; it is a renewal of one’s baptism. Penance, on the other hand, is one of Rome’s “new helps devised by themselves”19. This proper exercise of the keys – absolution rather than penance — looses us from our sins. It regularly reminds us of and reapplies to us the baptismal promise of forgiveness.
Calvin is specifically directing his words towards those weak believers struggling with assurance: “Therefore, there is no doubt that all pious folk throughout life, whenever they are troubled by a consciousness of their faults, may venture to remind themselves of their baptism, that from it they may be confirmed in assurance of that sole and perpetual cleansing which we have in Christ’s blood”20. Baptism, not penance, is the believer’s refuge after sin. But how is one’s baptism best remembered? Through the pastor’s declaration of absolution!21 Again, absolution has reference to baptism.
In other words, weekly22 confession of sin and absolution must be understood within the framework of baptismal justification. Absolution (“Your sins are forgiven, take heart”)23 harkens back to baptism. It recalls, reapplies, and renews one’s baptism. To borrow a metaphor from John 13, baptism cleanses the whole body once and for all; regular confession and absolution wash the feet as we walk through the sin-infested world.
Calvin strongly believes in the efficacy of pastoral absolution. For him, there is not only a once and for all forgiveness granted at the inception of the Christian life, but also a “continual and unceasing forgiveness of sins even unto death”24. Consider his teaching on absolution from a variety of his writings:
Calvin says we must seek ongoing forgiveness where the Lord has placed it: on the lips of our local parish pastor. There, in his spoken word of salvation, our baptismal covenant with is Christ renewed. The gospel comes to us through these external, objective means of grace in the community of the church. Note that for Calvin, absolution adds nothing to baptism. Baptism, in one sense, is complete in and of itself. But absolution does reapply the forgiveness of sins received in baptism, so that baptism’s efficacy continues through the whole of life. Whereas the medievals taught that justification begins in baptism and continues in penance, Calvin taught that the once and for all justification received in baptism is freshly enjoyed through absolution26.
Calvin sees no need for the man-made sacrament of penance since baptism is adequate in itself. The forgiveness received in the waters of baptism covers us the whole of our lives. For conscience’s sake, this once for all remission of sin is renewed in the weekly declaration of forgiveness from the pastor.
But Calvin’s reformation of medieval scholasticism is not limited to simply replacing the system of penance with pastoral absolution as the proper way of dealing with postbaptismal sin. Calvin challenges the scholastics on the nature of baptism itself. And here we meet with several surprises.
Calvin’s critique of medieval baptismal theology begins with the connection between baptism and the remission of original sin: “Now, it is clear how false is the teaching, long propagated by some and still persisted in by others, that through baptism we are released and made exempt from original sin, and from the corruption that descended from Adam into all his posterity; and are restored into that same righteousness and purity of nature which Adam would have obtained if he had remained upright as first created. For teachers of this type never understood what original sin, what original righteousness, or what the grace of baptism was”27. It may seem that Calvin’s response to scholasticism is undoing all his good work from earlier in 4.15. He claimed previously that in baptism our sins are washed away. We receive a cleansing that saturates the whole of our lives28. But now he roundly rejects the scholastics who seem to be saying something similar. What exactly is the problem with the scholastic view? How is Calvin’s view different? According to Calvin, the scholastics have simultaneously ascribed too much and too little to baptism.
For the scholastics, baptism puts one back into the state of original innocence, that is, of Adam in the Garden. This, in Calvin’s view, underestimates the power of indwelling sin. Yes, “Baptism indeed promises the drowning of our Pharaoh [Ex. 14:28]”29, but to paraphrase Luther, Pharaoh swims well!30 In baptism, God promises “the mortification of our sin, but not so that it no longer exists or gives us trouble, but only that it may not overcome us. For so long as we live cooped up in this prison of our body, traces of sin will dwell in us; but if we faithfully hold fast to the promise given us by God in baptism, they shall not dominate or rule”31. Baptism is the decisive deathblow against sin in our lives, but sin is such a powerful enemy, its force continues to linger in our members until we pass through the portal of death to eternal glory. The life of the baptized, then, is not one of careless ease in our “New Adam” state; rather, it is one of vigilant warfare against the serpent’s constant attacks32.
So the scholastic view of baptism is too strong. Baptism does not immediately do away with sin in a mechanical way, as the scholastics vainly imagine. But – ironically – the scholastic view of baptism is too weak as well! Baptism, as understood by the scholastics, is a fragile thing, easily destroyed by postbaptismal sin. This is inherent in the logic of the patristic delay of baptism till one’s deathbed, as well as the medieval practice of penance as an extra-baptismal sacrament to expiate sins committed as a Christian33. To turn medieval metaphors back on themselves, for Calvin, baptism is a garment that cannot be stained, a ship that cannot be wrecked. The efficacy of baptism is objective. It is also perpetual, extending through the whole of our sinful, wretched lives34. The scholastics forget that in baptism it is Christ’s purity that is offered and his forgiveness that is received. Again, hear Calvin’s crucial words: “But we must realize that at whatever time we are baptized, we are once for all washed and purged for our whole life. Therefore, as often as we fall away, we ought to recall the memory of our baptism and fortify our mind with it, that we may always be sure and confident of the forgiveness of sins. For, though baptism, administered only once, seemed to have passed, it was still not destroyed by subsequent sins. For Christ’s purity has been offered us in it; his purity ever flourishes; it is defiled by no spots, but buries and cleanses away all our defilements.”35
Sin after baptism is no threat to the benefits received in baptism because he who is in the baptized is greater than he who is the world. Indwelling sin is no match for the mercy of God in Christ. Baptized believers need not fear the destruction of baptismal grace by subsequent lapses. The grace of God is indestructible! Thus, there is no need to delay baptism. Rather, when the baptized sin, they should turn back to their baptisms for comfort36.
Moreover, there is no need for penance. In the scholastic view, penance is needed as an additional sacrament to supplement baptism. But for Calvin, baptism is inclusive of the meaning of penance37. Just as the scholastics underestimated the power of indwelling sin, so they also underestimated the ongoing power of baptism’s objective efficacy. We have already seen how Calvin puts pastoral absolution in the place of penance. This exercise of the keys entrusted to Christ’s ordained representatives is not something distinct from baptism, however. It a fresh reminder of the grace received in baptism. It is not a new sacrament but a reapplication of the unrepeatable sacrament of baptism.
Calvin’s baptismal theology gives rise to certain distinct patterns of Christian living in the world. In particular, three inter-related features from Calvin’s study need to be emphasized in order to round out our discussion: baptismal grace does not open the door to license; baptismal grace is covenantal and therefore conditional; and, finally, baptismal grace, rightly received, issues forth in a life of persevering obedience.
First, the sufficiency of baptismal grace does not does not make us morally lax. True, the washing of baptism overwhelms and blots out sins committed through the whole of life. “Nevertheless, from this fact, we ought not to take leave to sin in the future, as this [forgiveness received in baptism] has not taught us to be so bold. Rather, this doctrine is only given to sinners who groan, wearied and oppressed by their own sins, in order that they may have something to lift them up and comfort them, so as not to plunge into confusion and despair…Those who, counting on impunity [because they have been baptized], chase after the occasion and license to sin, provoke nothing but God’s wrath and judgment”38. Baptism gives comfort, but not an excuse for carnality. Baptism is God’s testimony of faithfulness to us, but also our pledge of allegiance to him.
Calvin follows Paul’s unpacking of the baptized life in Romans 6. Calvin points out that Paul does not merely exhort believers to imitate Christ in his death to sin and resurrection to new life. He shows them that their baptisms have made them participants in these great redemptive-historical events39. The moral imperative is based on the baptismal indicative. In essence, Calvin joins Paul in telling the Christian, “You can’t live a life of sin – you’re baptized!” It’s not merely that we ought to die to sin; it’s that we have died to sin. If we hold fast to our baptismal promise, sin will not dominate our lives.
Second, baptism is not an automatic guarantee of salvation. Its efficacy is objective40, but also conditional. In other words, baptism puts us under covenant obligation to the Lord. The sign is effectual, because God works in it, but the reception of God’s work requires faith. Ordinarily, there is no reason to doubt the saving force of the rite. It is only unbelief on the part of the human subject that pries apart the sacramental sign from its saving efficacy41. Calvin’s explanation deserves careful study: “You will ask: Do the wicked, then, by their ungratefulness cause the ordinance of God to be voided and nullified? I reply: What I have said is not to be understood as if the force and truth of the sacrament depended upon the condition or choice of him who receives it. For what God has ordained remains firm and keeps its own nature, however men may vary. For since it is one thing to offer, another to receive, nothing prevents the symbol consecrated by the Lord’s Word from being actually what it is called, and from keeping its own force. Yet this does not benefit a wicked or impious man. But Augustine has well solved this question in a few words: ‘If you receive carnally, it does not cease to be spiritual, but it is not so for you’…[T]hey avail and profit nothing unless received in faith”42.
Finally, baptism’s completeness should not overshadow the fact that it is still only the beginning of the Christian life43. It initiates us into Christ and his church44, but does not finish our renewal apart from persevering faith. Baptism puts us on the path of grace and righteousness, but now we must walk accordingly. Calvin offers wise words of counsel that both comfort and challenge: “But let no one deceive himself, let no one cajole himself in his sinfulness, when he hears that sin always dwells in us [even after baptism]. When we speak thus it is not that those who otherwise are all too prone to sin should slumber untroubled in their sins, but only that those who are disturbed and pricked by their own flesh should not faint and be discouraged. Let them rather think that they are still on the way, and believe that they have made good progress when they feel that a bit is being taken away from their lust each day, until they reach their destination, that is, the final death of their flesh, which shall be accomplished in the close of this mortal life. Meanwhile, let them not cease to struggle manfully, to have courage for the onward way, and to spur on to full victory. For the fact that, after long striving, they see no little difficulty still remaining ought to sharpen their efforts all the more. This we must believe: we are baptized into the mortification of our flesh, which begins with our baptism and which we pursue day by day and which will, moreover, be accomplished when we pass from this life to the Lord…[Paul] teaches that those whom the Lord has once received into grace, engrafts into the communion of his Christ, and adopts into the society of the church through baptism – so long as they persevere in faith in Christ (even though they are besieged by sin and still carry sin about in themselves) – are absolved of guilt and condemnation”45. Baptism puts us on a trajectory from death to life, from sin to righteousness. We maintain that course by grace, through faith46.
A wise man once pointed out that we are experts in guarding against the temptations that assail others. But, unfortunately, we are often blind to the sordid temptations that actually confront us. For quite some time now, many in the Reformed wing of Christendom have stood on their guard against a “magical,” Romish conception of sacramental efficacy. But is any twenty-first century Protestant tempted to ascribe too much to the sacraments? Hardly. Why we moderns continue to guard ourselves so vigilantly against the temptations faced by fourteenth century medieval peasants is bewildering. In the process, however, we have virtually neutered the sacraments, leaving nothing but empty signs. In reality, the contemporary Reformed church is far more Zwinglian (or even Anabaptistic, in some quarters) than Calvinian47. The only noteworthy studies on Calvin’s sacramental views in recent times have been done by Protestants on the more liberal end of the spectrum (e.g., Ronald Wallace and Brian Gerrish). This is a great loss, theologically and pastorally. We have “spiritualized” the sacraments away into oblivion. Thus, pastors are not able to tell their baptized people that they have assuredly passed through the laver of regeneration and received new life in union with Christ. They are not able to look their congregants in the eyes and pronounce a firm word of absolving comfort: “Your sins are forgiven, take heart!”48 They are not able to lead them to the Lord’s Table and tell them that they are communing with Christ in the heavenlies as they receive his true body and blood in the bread and wine.49 Instead of these sacramental comforts, they are left telling poor parishioners to introspect…and if they can’t find anything worthy deep down inside, well, all they can say is “Keep looking!” When a fellow believer comes for counsel because of a struggle with some nagging sin, we cannot tell him, “Remember your baptism!” because we don’t have any confidence God works through his ordained means. Instead of absolution, we give advice, which basically amounts to, “Try harder next time!” If our people are in a spiritual stupor, all we have are moralisms in our attempts to awaken them. But if Calvin were in our shoes, he’d shout out to the covenant community, “Be true to your baptisms! Live out your union with Christ!” Our lack of a robust theology of the means of grace often leaves us with nothing but platitudes to offer our withering churches. But this is not the way of Scripture and it was not the way of the sixteenth century Reformation. We need to face seriously that the Reformed church in America has been, in many important respects, a colossal failure. In particular, we have created a pastoral disaster. Until we begin to offer God repentance, turning from our a-sacramental ways, we cannot expect to move forward into a better, more mature chapter in the church’s unfolding story. We – pastors and people alike — must trust God to work through his ordained means in the church.
In conclusion, let us attempt to summarize the keys points we have sought to demonstrate about Calvin’s baptismal theology:
Rich Lusk is Pastor of Trinity Presbyterian Church in Birmingham, Alabama. This article was originally published at Theologia.
To download Theopolis Lectures, please enter your email.